companies in compliance with professional standards.Earlier, the SEC conducted a public hearing on the proposed principles for requiring audit firms in the capital market to maintain a minimum number of

supporting documents to the SEC within 17 January 2024 and disclose the information through the SET Electronic Listed Companies Information Disclosure System. ____________________

providers by allowing the custodial wallet providers that are listed companies or subsidiaries in the group, who have expertise, experiences, and readiness in custody of securities and other financial assets

deposits for shares of those two companies and advised against the approval of the proposed transactions.As for the acquisition of HPS shares through OTO’s investment, another IFA is of the view that the

for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing the principles and draft notifications for the amendments to

operators are unable to maintain net capital   (b)  business operators default on the clearing and settlement of securities with the clearing house or their clients in case of securities companies, or

trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO

investment fraud, unlicensed companies, and other suspicious activities reported by member countries. The goal is to display and warn the public about these flagged entities, thereby enhancing the efficiency

of the listed companies, which are the clients of the auditors and the audit firms, respectively. Information of which is useful for performance of duties under the Charter of the Audit Committee

, Association of Thai Securities Company, Association of Investment Management Companies, Thai Bond Market Association and Thai Bankers' Association, for example, to drive the policy on bringing digital