to trade securities on client's behalf. In addition, it was found that trading orders were submitted by {A}, {B} or Kantanapat, or via internet in the approximate periods and sometimes were the orders
information and associated risks carefully and thoroughly when deciding to open a trading account for each product type. For example, opening a derivatives trading account for a block trade comes with various
Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 (No. TorLorThor. 3/2555) while trading on behalf of client and making securities
Limited (“the Company”)’s priority in this uncertain time is the health and safety of all stakeholders – customers, employees, business partners and communities. In order to strictly following the
still in downturn mainly from the shrink of export and import sectors which were negatively impacted by an economic slowdown of the trading partner countries with a significant drop in domestic
= Translation = Management Discussion and Analysis for Interim Business Operations The Information of Share Capital Registration and Entire Business Transfer The Company registered the change of
of Commerce. The derivatives business operator shall submit a copy of such registration certificate to the SEC Office within fifteen days as from the date of registration with the Registrar. Clause 7
Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
name. 2) Amend clause 3 (Company’s objectives) to insert 1 clause of objective as follow; “(Clause 45) To engage in the business of electronic commerce and internet transactions, E-commerce, and all type
Secretary, Ministry of Commerce Commercial Advisor, Office of the Permanent Secretary, Ministry of Commerce Trainings e-Government Program for Chief Executive Officer, Thailand Digital https