November 2001 shall be required to prepare and file the reports for such transactions done prior to the effective date of this Notification in accordance with such Notification. Clause 6. This Notification
2001 shall be required to prepare and file the reports for such transactions done prior to the effective date of this Notification in accordance with such Notification. Clause 6. This Notification shall
, affiliated transaction for fund whether in case of as specified in Clause 14, Clause 15, Clause 16 or clause 17 or the other cases, such transactions shall have the following particulars: (1) Being transaction
Clause 16 or Clause 17. In this regard, affiliated transaction for fund whether in case of as specified in Clause 14, Clause 15, Clause 16 or clause 17 or the other cases, such transactions shall have the
branch offices without restrictions being placed on the scope of allowed transactions and development of the service provision by using appropriate technology.
companies are able to expand their business through opening of branch offices without restrictions being placed on the scope of allowed transactions and development of the service provision by using
transactions and development of the service provision by using appropriate technology.
activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business operation, reputation, position and results
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers