first three quarters of 2016. The company must also submit to the SEC and publicly disclose the financial statements which have been rectified and audited by the auditor promptly. Earlier, CHUO's auditor
., Ltd., (2) Ms. Ornpaphat Chantarasaka, (3) Lederer (Thailand) Co., Ltd., and (4) Ms. Kanyakorn Supakarnkachareon.Following referrals and the SEC's further inspection, it was found that Marnfah Group, by
นางสาวสุชา บุณยเนตร ผู้อำนวยการฝ่ายพัฒนากฎเกณฑ์ 1 เข้าร่วมประชุม OECD ว่าด้วยการระดมทุนและการลงทุนที่เป็นมิตรต่อสิ่งแวดล้อม (OECD Forum on Green Finance and Investment 2019) ในระหว่างวันที่ 29-30 ตุลาคม
ก.ล.ต. จัดงานสัมมนาสำหรับกรรมการของบริษัทหลักทรัพย์และผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้า ภายใต้หัวข้อ “Board of Directors Meeting: Promote culture and governance” ซึ่งนางปะราลี สุคนธมาน รอง
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial
At the beginning of 2017, SEC held a public consultation on the proposed principal for revising information of the schemes and obligations of property funds and infrastructure funds. The business
The regulatory revision on the information disclosure and an issuer’ auditor takes into account the readiness of the capital markets without creating too much burden for stakeholders. Significant
international market and offer more investment choices for investors in both jurisdictions. In addition, the Memorandum of Understanding concerning mutual cooperation signed between the regulators in 1993 will be
new directors on 8 March 2019, causing the IFEC Board to fully comprise 8 directors,and the resolution appointing Chairman and Chief Executive Officer by the Board of Directors Meeting No. 1/2562
Bangkok, 1 March 2019 ? The SEC is seeking public comments on the proposed rules for data submission to the SEC Office by digital asset business operators and initial coin offering (ICO) portals