-border investment opportunities for investors. “To promote development of cross-border products, SEC Thailand has put considerable efforts to revise rules and regulations related to DR issuance in
. In addition, the SEC reiterates that listed companies should take action and consider various factors relevant to digital asset investment. For example, risk assessment and potential impacts, measures
The SEC as a host, in association with audit regulatory agencies of Malaysia, Singapore, Indonesia, and the Philippines (AARG members), organized the 10th AARG Annual Meeting with Audit Firms on 15
AOP President Dr. Thachapol Kanchanakul said “The PVD Contest has been held for the 8th year now, graced with the presences of honorable professors from Chulalongkorn University and Thammasat
Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and
SEC Secretary-General Ruenvadee Suwanmongkol, and SET President Pakorn Peetathawatchai together with the management team of both agencies met in the third quarterly meeting of 2019 to discuss
Secretary-General Ruenvadee Suwanmongkol, Deputy Secretary-General Sirivipa Supantanet and the Management of the SEC welcomed H.E. Mr. Chhun Sambath, Deputy Director General of the Securities and
Presently, supervising “digital asset businesses” under the royal decree on digital asset businesses, B.E. 2561 cover three business groups: digital asset exchange; digital asset broker; and
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information
SEC is proposing to amend the regulation on the establishment and management of the paperless mutual funds in accordance with the Thai capital market development plan, and to become a part of the