proportion of 3.89996876 new ordinary shares/1 held share and also 100 million shares by private placement for the purpose of repayment of the short-term loan and account payable payment of Baht 60 million
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uses the account opened for the purpose of trading digital assets as a means of payment for goods and services, the digital asset business operator is required to issue a warning regarding the misuse of
SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of
served.Investors are strongly advised to be careful and not to allow investment consultants to make trading decisions for them. Compliance unit should be immediately informed if a trading account is used without the
) Mr. Natee Panichewa, and (4) Mr. Kerati Panichewa for selling shares of Dhipaya Insurance Public Company Limited (TIP) based on nonpublic information.Following a referral from the Stock Exchange of
Pongsathabordee (4) Sarunya Sawangwongchinsri (5) Kitja Charoenkiatkong, and (6) Wisadja Kochsena, on account of failure to perform duties with responsibility and due care causing damage to the company with the
collateral from derivatives account and transferred it to the ATS account to be in line with the fraudulent transactions. In addition, he transferred the client?s deposits for the company to other clients
ลงทุนแบบไม่เปิดเผยชื่อ (omnibus account) ที่ผู้ถือหน่วยลงทุนถือผ่านตัวแทนขายหน่วยลงทุนก.ล.ต. จึงออกประกาศเพิ่มเติมให้บริษัทหลักทรัพย์ที่ประกอบธุรกิจหลักทรัพย์ประเภทนายหน้าซื้อขายหลักทรัพย์ หรือนายหน้า
are some issues inconsistent with the generally accepted accounting standards, as follows: 1. NIPPON has not recorded liabilities on promissory notes and current account with a local bank