) รวมทั้ง เข้าร่วมเสวนาในงาน EU-Asia Pacific Forum on Financial Regulation เพื่อแลกเปลี่ยนมุมมองต่อประเด็นด้านความเสี่ยงและความท้าทายในการกำกับดูแล Crypto-Assets and Tokenization และสนับสนุนให้มีการส่ง

areas, namely securities regulation reviewed under 37 IOSCO Objectives and Principles of Securities Regulation, and the clearing and settlement infrastructures reviewed under the Principles for Financial

variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an

channel for fund raising and investment in real estate. REIT regulation will be in line with international practices and provide more flexibility in terms of investment and management than property fund

Bangkok, February 6, 2012 ? The SEC Board has approved a draft revision to the regulation governing investment advisory business to allow foreign credit rating agencies (CRA) to disseminate voluntary

e-service Online Submission Derivatives Advisor Licensed Derivatives Advisor | Registered Derivatives Advisor | Licensed Derivatives Advisor (Individual)   Company Name Head Office 1. KASIKORN

e-service Online Submission Others (Securities Business) >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange

e-service Online Submission Executives of securities companies and personnel in securities business >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the

e-service Online Submission Derivatives Advisors >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   7/2560    16/02

e-service Online Submission Derivatives Advisors >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorChor. 9/2555