The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter
การรับข้อมูลผ่านช่องทางอิเล็กทรอนิกส์ (E-submission) ระยะที่ 2 และปรับปรุงระบบการรับจดทะเบียนกองทุนสำรองเลี้ยงชีพ (OFAM PVD) รวมทั้งล่าสุด ก.ล.ต. ได้เปิดตัวบริการ E-licensing สำหรับการขอรับใบอนุญาต
.,Ltd to the address changed by her request. In case of the second client, Thanjira had signed the client?s name for submission of investment unit switching and buying orders and changed the address for
legal proceedings under the law governing securities and exchange and notifications issued by virtue of the said law. Clause 5 Other than the reasonable grounds of lack of qualifications or possession of
World Federation of Exchanges (WFE) or debt instrument having organized secondary market; (3) having policy to invest in the similar assets as those permissible to invest in or to have in possession by
, TRC’s financial manager, and (4) Ariya, Ounruen’s sister, had knowledge or possession of such inside information and the persons in (1), (2) and (4) had used such information to sell TRC shares in their
– sold 3,853,600 SQ shares in her possession through the trading account of Satida, her daughter, who rendered assistance or convenience by letting Penprapa use her trading account to sell the SQ shares
from the date specified in the SEC letter to be issued to notify their possession of the untrustworthy characteristics. _______________________* PTL financial year 2016 begins on 1 April 2015.** The
. Moreover, the existing laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces
electronic submission of information to the SEC Office’s Electronic System in accordance with the Standard Procedures through Company Account which we have received from the SEC Office, and when the authorized