เปล่ียนแปลงอนัดบัความน่าเช่ือถือ (credit rating) ของตราสารหน้ีเพื่อสะทอ้นความเส่ียงของเงินลงทุนในงบการเงิน นอกจากน้ี หากลงทุนในตราสารหน้ี ท่ีไม่มีการจดัอนัดบัความน่าเช่ือถือ (unrated debt instrument) ผูป้
New Products สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:23 New Product Prospectus / Filing Sales Report Shelf Approval Outstanding Domestic Debt PP Approval
securities business in the category of: Ο securities broker; Ο securities dealer that not limited only to debt instrument; Ο securities finance. 1.1 Category of juristic person of the applicant, □ a commercial
operate securities business in the category of: Ο securities broker; Ο securities dealer that not limited only to debt instrument; Ο securities finance. 1.1 Category of juristic person of the applicant, □ a
, exchange traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or
traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or analysis of
prices as well as financial status, ability to deposit of margins and debt repayment records of the client; (2) require initial margin from a client no less than the rate or value prescribed by the SEC
) determine the aggregate position limits for a client including the margin rate or value, based on fluctuation of derivatives prices as well as financial status, ability to deposit of margins and debt