Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox

   Securities and Exchange Act 2535   90 12/03/1992 16/05/1992 2. Act   Securities and Exchange Act 2535   91 12/03/1992 16/05/1992 3. Notification of the Office of the Securities and Exchange Commission

. Act   Securities and Exchange Act 2535   98 12/03/1992 16/05/1992 2. Notification of the Office of the Securities and Exchange Commission   Undertaking of Other Business of Securities Companies B.E

   Securities and Exchange Act 2535   98 12/03/1992 16/05/1992 2. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 15/2558 Rules in Detail related to Proprietary Trading of

e-service Online Submission See canceled document Business Operation Rules >> Others   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and

. 2546   30 03/07/2003 06/01/2004 2. Notification of the Office of the Securities and Exchange Commission  SorThor. 24/2548 Re: Approval for Auditor of a Derivatives Business Operator, Derivatives

   The Derivatives Act B.E 2546   28 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  Kor Thor. 8/2549 Preparation and Disclosure of Financial Statements of Derivatives

e-service Online Submission See canceled document Derivatives Agent >> Others   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and Exchange

e-service Online Submission See canceled document Derivatives Agent >> Port Investment of Derivatives Agents   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Paid up Capital   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and