Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for two months, effective from February 9, 2015

revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC

Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved capital market investment consultant for six months. Taking into account that he had

Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as securities investment consultant of {A} and set the period to accept her re

behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved

behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market

Ms. Paweena Laowiwatwong Ms. Paweena Laowiwatwong, president and chairman of the executive board of The Union Mosaic Industry Public Company Limited (UMI), agreed or conspired with twelve other

Mr. Mitsuji konoshita On March 14, 2017, Mr. Mitsuji Konoshita, Chairman of the Board of Directors and Chief Executive Office of Group Lease Public Company Limited (“GL”) and its affiliates, informed

Mr.Wichan Mek Payap Between August 5, 2019 and May 6, 2020, Mr.Wichan Mek Payap a Chairman of the Board and a Director of PB Smart Farmer Public Company Limited (PB Smart), had offered PB Smart

audited financial statements for Q3/2020 and an interim management discussion and analysis (MD&A) for Q3/2020 within the period specified in the notification of the Capital Market Supervisory Board as a