office] from the work units and personnel responsible for post-trade operation [back office], and shall arrange for the personnel responsible for securities trading to submit a report on securities trading

Securities (No. 4) dated 15 February 2013. 3 Clause 7 A securities company shall separate the work units and personnel responsible for securities trading [front office] from the work units and personnel

years from the date of issue, in a way that such documents are prompt to be called or inspected by the SEC Office without delay. For the purpose of (4) in the first paragraph, the term “cyber security

years from the date of issue, in a way that such documents are prompt to be called or inspected by the SEC Office without delay. For the purpose of (4) in the first paragraph, the term “cyber security

years from the date of issue, in a way that such documents are prompt to be called or inspected by the SEC Office without delay. For the purpose of (4) in the first paragraph, the term “cyber security

Board concerning Rules on Personnel in Capital Market Business; (3) appoint a new branch manager or a new responsible person, as the case may be, within 1 month as from the date when the intermediary has

the Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business; (3) appoint a new branch manager or a new responsible person, as the case may be, within 1 month as from

from the date when the intermediary has acknowledged such fact or when those persons thereof have been discharged the position unless having obtained a waiver of period from the SEC Office. Clause 14 In

from the date when the intermediary has acknowledged such fact or when those persons thereof have been discharged the position unless having obtained a waiver of period from the SEC Office. Clause 14 In

ใหมท่ีม่นี ้ำหนักเบำ และกำรปรับสตูรเพิม่เตมิ อตัรำสว่นคำ่ใชจ้ำ่ยในกำรขำยและบรหิำรตอ่รำยไดจ้ำกกำรขำย (SG&A to total revenue from sales) ของบรษัิทฯอยูท่ี ่20.8% ใน Q1’62 ซึง่ ใกลเ้คยีงกบัปีกอ่น โดยลดลง 0.3