Mrs. Pornanong Budsaratragoon, Secretary‑General of the Securities and Exchange Commission (SEC), and Mr. Anek Yooyuen, Deputy Secretary‑General, extended congratulations on the occasion of the 151st
Mrs. Pornanong Budsaratragoon, Secretary General of the Securities and Exchange Commission (SEC), together with SEC executives and staff, participated in a ceremonial water pouring ritual for Phra
granted as well as signing cheques which were handed to four borrowers. Her abovementioned failure was considered a contravention of Sections 89/7 and 89/24 of the Securities and Exchange Commission Act B.E
financial statements for the year 2013 and the annual registration statement for the year 2013 (Form 56-1) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification
advice and management for the clients. The aforesaid person jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90
SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. The public prosecutor issued a prosecution order; however, attempt to arrest
securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. The public prosecutor issued
Securities and Exchange Act of 1992. This case is in the process of inquiry by the prosecutor official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 02/03/2016