petition with the Southern Bangkok Civil Court, Black Case No. Por 101/2567, dated 18 January 2024. The petition sought the Court’s order to revoke a share swap contract whereby NUSA shareholders would
but cannot be accessed or transferred without the client's case-by-case consent (the client and the business operator share the private key for such asset transfers and the client must cosign with the
ESG investment in the average proportion of 80 percent of the NAV. In any case, the remaining ESG investment must remain in compliance with SEC’s investment rules for Thailand ESG Funds.In any event
operators are unable to maintain net capital (b) business operators default on the clearing and settlement of securities with the clearing house or their clients in case of securities companies, or
, Section 133 and Section 136 of the Securities and Exchange Act B.E. 2535 (1992). On 13 March 2020, the Settlement Committee imposed a fine of 8.06 million baht on the company. In the case of Mr. King, he
exchange of information and consultation, from the very beginning before a legal case is formed until the case becomes final, to promote utmost efficiency in our mutual efforts to prevent and suppress
concerning investor protection in case of non-regulation by the public sector; and (3) Future perspectives of the markets and businesses related to cryptocurrency business in the next 15 years. SEC
will consider further action regarding the matter.In the case of Chanthani, on 10 April 2014 she had access to the insider information regarding the proposal for business acquisition by virtue of her
distinct and different offences. The defendants were convicted according to Section 91 of the Penal Code. As defendants had made confession, which was beneficial to the case, the Court commuted the
sanctions. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty will be proceeded by the inquiry official and the