Technology (1999) Public Company Limited (PRO), failed to supervise PRO to prepare and submit the annual registration statement for the year 2013 (Form 56-1, 2013) to the SEC and the SET within the specified

statements for the year 2012, the annual registration statement for the year 2012 (Form 56-1, 2012) and the financial statements for the six-month period ended June 30, 2013 to the SEC and the SET within the

Yarnapund Public Company Limited Yarnapund Public Company Limited failed to prepare and submit the audited financial statements for the year 2014, the annual registration statement for the year 2014

registration statement for the year 2015 (Form 56-1,2015) (3) the annual report for the year 2015 (Form 56-2, 2015) and (4) the financial statements for the six-month period ended June 30, 2016 to the SEC and

statements for the year 2015 (2) the annual registration statement for the year 2015 (Form 56-1,2015) (3) the annual report for the year 2015 (Form 56-2, 2015) and (4) the financial statements for the six

SMC Power Public Company Limited SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the financial statements for the year 2015 (2) the annual registration

for the year 2016, the annual registration statement for the year 2016 (Form 56-1, 2016), the annual report for the year 2016 (Form 56-2, 2016) to the SEC and the SET. This case is in the process of

Polaris Capital Public Company Limited Polaris Capital Public Company Limited (“POLAR”) has failed to submit the audited financial statements for the year 2016, the annual registration statement for

submit the audited financial statements for the year 2016, the annual registration statement for the year 2016 (Form 56-1, 2016), the annual report for the year 2016 (Form 56-2, 2016) and the reviewed

Ngern Tid Lor Public Company Limited's offering to sale newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by submitted an incomplete registration