The amendments aim to enhance suitability for the risk profile of the foreign issuer and alignment with the changing contexts and landscape of the bond market. In this regard, five relevant
four on-ground activities and the introduction of new digital tools, as follows:1) Participating in Money Expo in Udonthani province during 4-6 October 2019 to promote provision of capital market
committing undue acts toward his clients? assets and using a client's trading account to trade securities for his own interest and was deemed offenses under the Notification of the Capital Market Supervisory
) shareholders? meeting pursuant to the SEC's order, and (3) establishment of the Capital Market Development Fund (CMDF). The draft amendments under public consultation can be summarized as follows: (1
simultaneously, aiming to enhance competitiveness of Thai capital market. SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved regulations on foreign
, sign and/or execute any documents that related to the transaction in order to the complete the objectives. The details of the transaction are as follows: Date of Transaction : 8 November 2019 Company
and Exchange Commission (“SEC”) announced the Notification of Capital Market Supervisory Board No. Tor Jor. 28/2563 dated March 27, 2020 that listed companies, which are unable to have AGM and appoint
normal market conditions. The offenders (13) and (14), in their capacity as investment consultant, rendered assistance with the execution of the trading orders, which occurred in three different time
Capital Market Subsidiary Board No.Torchor20/2551 Re: Rules on entering into Material Transactions Deemed as Acquisition or Disposal of Assets and Notification of the Board of Governors of the Stock