the company to rectify its financial condition to comply with the net fund maintenance rules as well as solve the issue of its improper and inadequate management and personnel structures and the case
1. The SEC Board has approved in principle the issuance of the Notification of the Securities and Exchange Commission regarding Exemption of Fees for Filing the Applications for
client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing
considered that she had already been suspended by her employer no less than the said period, the suspension imposed by the SEC is deemed to have been served.* Clauses 20(1) and (2) of the Notification of
Bangkok, May 2, 2013 - The SEC disclosed inappropriate behavior as well as imposed suspension on three investment consultants: (1) {A} of Bualuang Securities Plc. for two months; (2) {B} of RHB OSK
trading. The acts of {A} and {B} were in violation of Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to
November 8, 2014. *Clauses 20(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2012 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and
disposition of assets pursuant to the Notification of the Capital Market Supervisory Board No. Tor Chor 20/2551 on the Criteria for the Material Transactions which are the Acquisition or Disposition of Assets
the disposition of assets pursuant to the Notification of the Capital Market Supervisory Board No. Tor Chor 20/2551 on the Criteria for the Material Transactions which are the Acquisition or Disposition
. PET production at Poland and Alphapet USA were also impacted due to temporary shutdowns as well as an extended shutdown of the EO-EG facility. All these facilities are now back on stream. Core