Lane and Ratanaporn Aoonta for operating securities business without license.The SEC received a complaint from a foreign investor that he had been solicited by the financial and investment consultants of
Bangkok, April 25, 2013 - The SEC suspended {A} of KT Zmico Securities Co., Ltd., for five months. The KT Zmico Securities Co., Ltd. reported to the SEC that {A} had been authorized by her clients to
Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A
Bangkok, November 14, 2014 ? The SEC revised the criteria for Turnover List preparation to better reflect current market environment. On December 4, 2014, the first Turnover List prepared under the
priority rule ? extend the subscription limit for organizations managing investment for individuals. The proposed revision would apply to the Government Pension Fund, the Social Security Fund, provident
Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010
Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 83 of the Penal Code regarding METRO and TUCC shares. The Court inflicted the punishment of 2
November 13, 2018, the Criminal Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 86 of the Penal Code regarding METRO and TUCC shares. The Court
Mr. Tanit Ratchanontanunkron Mr. Tanit Ratchanontanunkron, who is an authorized director of the MRC - BIZ Company Limited and is responsible for the operation of the company, shall be liable for an
President The Stock Exchange of Thailand Management Discussion and Analysis for the three-month and nine-month periods ended 30 September 2017 After You Public Company Limited (the “Company”) operates dessert