exceeding seventy-five per cent of the shares with voting right; (15) a foreign investor of the same characteristic as that of the investor under (1) to (14) mutatis mutandis; “retail client” means a client
/Nor/Khor. 85/2552 Re: Prohibited Characteristics of Personnel in Derivatives Business dated 3 August 2009. Clause 2 In this Notification: (1) “person with power of management” shall have the same
” in Paragraph 2 shall be the same as the definitions of such terms in the Notification of the Securities and Exchange Commission concerning Determination of Definitions in Notifications concerning
inform its clients of such relationship as well. The definitions of the terms “parent company,” “subsidiary company” and “associate company” in Paragraph 2 shall be the same as the definitions of such
March 2018, there were 58 funds under management which were increased 5 funds when compared to the same period of the previous year and the company had total net asset value Baht 54,582.0 million
Agreement) is equal to 1.01 percent of Net Tangible Asset (NTA) of the Company. Besides item 1.1 to 1.2, the Company had no other connected transactions with the same connected persons, their related parties
referencing from the cashflow generated from the performance of the business operation of EG and WG, and the business expansion which shall be expectedly in the same direction with the BTS Sky Trains system’s
opening of Baan Dusit Thani in 3Q19. For 9M19, the Company has revenue of Baht 942 million from Other Businesses which it was increased by 214% from the same period of last year. This growth was from the