failure to prepare and submit the annual report for the year 2019 and 2020 (Form 56-2) to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the

liable for RICH failure to prepare and submit a financial statement for the year 2020 to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the

for RICH failure to prepare and submit a financial statement for the year 2020 to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the

for RICH failure to prepare and submit a financial statement for the year 2020 to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the

liable for RICH failure to prepare and submit a financial statement for the year 2021 to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the

for RICH failure to prepare and submit a financial statement for the year 2021 to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the

the specified period by the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.Section 56(1)(2)(4) Criminal Complaint Filed with an

failure to prepare and submit a financial statement for the year 2022 to the SEC Office within the period specified in the notification of the Capital Market Board, resulted from the instruction or the

RICH’s failure to prepare and submit a financial statement for the year 2022 to the SEC Office within the period specified in the notification of the Capital Market Board, resulted from the instruction or

Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives