increase of the net profit in the financial statements of 2017, by allowing Ms.Chantip to use her securities’ s trading account to purchased Univanich Palm Oil Public Company Limited (UVAN) shares in such a

change in price or value of LPN shares) purchased LPN’s shares through her own securities trading account between May 7 and 21, 2020. Additionally, Miss Nawarat also purchased LPN shares in her own

client assets for personal gains by having his clients transferred payment for subscription of mutual fund investment units as well as their deposits into his own account. At the time of his wrongdoing

, 2016.In the case of Panita, she committed wrongful acts against clients? assets by using the client?s trading account to trade securities for her own personal gains or others? and making investment

complaint lodged by a client on {B}'s actions. The report indicated that {B} sent trading orders through client's account without evidence of trading orders from clients, which caused damages to the client

approve the appointments of : 1. Mrs. Natsarak Sarochanunjeen Certified Public Account Registration No.4563 2. Mr. Chaiyuth Angsuwithaya Certified Public Account Registration No.3885 3. Miss Jarunee Nuammae

eighty Baht). 5. Approved to propose the Annual General Meeting of shareholder to consider and approve the appointments of : 1. Mrs. Natsarak Sarochanunjeen Certified Public Account Registration No.4563 2

the appointments of : 1. Mrs. Natsarak Sarochanunjeen Certified Public Account Registration No.4563 2. Mr. Chaiyuth Angsuwithaya Certified Public Account Registration No.3885 3. Miss Jarunee Nuammae

account for the remaining portion unused for executing purchasing transactions at least once a month, provided that the calculation is based on the outstanding balance at the end of each day and the

Securities Account dated 1 October 1997; (2) Notification of the Securities and Exchange Commission No. KorThor. 48/2540 Re: Separation of Client’s Financial Account dated 31 December 1997; (3) Notification of