for the client in acquiring KARAT?s shares from its major shareholder and launching a tender offer to delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the
in the capital market. Under the draft regulation, business operators in the capital market will be required to set up independent compliance unit with sufficient personnel while head of compliance
the amended financial statements and the results of the special audit via the SET Electronic Information System within the extended deadline.
must also disclose the amended financial statements and the results of the special audit via the SET Electronic Information System within the extended deadline.
special audit report and disclose the information promptly through the SET Electronic Information System because the audit issues could affect the accuracy of the financial statements and could widely
(SET), revealed that Sinsathien, then managing director and president of PRO, had access to material nonpublic information about a joint venture between PRO and Enviro-Hub Holding Limited (E-Hub) while
has been set up clearly with proper check and balance mechanism. Even SEC Secretary-General is unable to intervene the procedure, said SEC Secretary-General Thirachai Phuvanatnaranubala.
Plc. (TWZ). Following the Stock Exchange of Thailand (SET)?s report on irregular trading of TWZ shares, the SEC probed into the case and found that such irregular trading (1) from September 28 to
acquire 100% of shares in Pro Solar One Co.,Ltd ("ProOne"), a solar power plant operator. The acquisition price was set at 325.30 million baht for 2,632,499 shares. Board of directors and audit committee of
number of shares reserved for conversion of all debentures offered, assumption on estimation of the conversion price, if set as a formula calculable on future price of shares, opinion of board of directors