shares through Ziriwat?s securities trading account. Their actions were considered as taking an advantage over other investors due to their use of non-public information on Pulto LNG Project value where
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with
Bangkok, October 2, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
a value ranging from 25 to 150 million baht each, and then misappropriated the proceeds by counterfeiting the company’s meeting documents, jointly opening a bank account for receiving the B/E transfer
account for receiving the B/E transfer transactions, concealing such B/E sale by omitting the sale transactions from the company’s accounting records, and concealing the fraud by extending the maturity
financial statements of Q4/2016 which he knows through monthly financial statement of January and February 2016 to buy 200,000 PTL shares in his securities trading account on March 11 and 17, 2016 and jointly
Assets (Short-term investment) 84.10 4.43% 107.03 5.05% Account receivable, trade and others 383.52 20.23% 542.31 25.60% Inventories 532.97 28.11% 588.75 27.79% Other current assets 3.00 0.16% 4.04 0.19
equivalents 270.16 13.77% 211.33 9.98% Financial Assets (Short-term investment) 83.70 4.27% 107.03 5.05% Account receivable, trade and others 458.26 23.36% 542.31 25.60% Inventories 493.23 25.14% 588.75 27.79
” trademark to the Company. Key undertaking : NMG repays certain amount of outstanding debts to the Company within 7 working days from the Completion Date. 3.2 Business and Komchadluek Trademark Sellers : (1