published on SETLink by JKN was inaccurate or may have caused significant misunderstanding about JKN's information, which could impact investment decisions in JKN securities. JKN’s action was deemed a
Securities and Exchange Act B.E. 2535 (1992), which carries penalties under Sections 296 and 296/2 of the same Act. Therefore, the SEC has filed the complaint against Mr. Boon Vanasin to the ECD for further
from related and interested parties in the drafting of the related notifications, upon which a public hearing is being held. According to the proposed draft notifications, the liquidator of trust
authorities to investigate, which involved checking 10 exhibitors. More evidence were gathered. If any activities liable to be in violation of the laws enforced by the SEC are found, a legal action may be
Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is
to investors’ legal capacity in executing legal acts before providing services to prevent legal issues regarding a person’s capacity, which may have an impact on the legal acts between digital asset
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
amendments which essentially would: (1) Revise the wording on the determination of the qualifications of an issuer of an initial public offering to be clearer in the part of non-involvement in an illegal
to earn adequate income after retirement. Therefore, the Ministry of Finance has proposed the draft National Pension Fund Act to enable mandatory retirement saving scheme for documented workers, which
The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with