โดยประมาณ 1.16% ค่าธรรมเนียมการจัดการ (Investment Management Fee) 1.00% ค่าธรรมเนียมที่อ้างอิงกับผลการด าเนินของกองทุน (Performance Fee) 10% ของผลการด าเนินงานของกองทุนที่มากกว่าดัชนีอ้างอิง (ดัชนี
opinion; “collateral” means a collateral for compensation of damage to a customer arising from incorrect or incomplete performance of duties of the investment advisory company, i.e. : (a) insurance policy
performance supervision, internal audit, or risk management; (5) being able to show that person who is major shareholder does not have any prohibited characteristics under Paragraph 2 of Section 25 and the
market product analysis, investment management, or managing branches of an applicant; (c) duties concerning control, supervision, and administration of operation of business units, work performance
service provider, retrieve for viewing or examine relevant evidentiary documentation; (3) causes, conditions and procedures for terminating the contract or suspending performance [under such contract]; (4
performance [under such contract]; (4) remuneration and charged expenses. In the case where service provider subcontracts the outsourced function to another party, the intermediary shall arrange to have a
Division 1 Contacting, Soliciting, or Giving Advice to Client and Performance of Duties as Professional Clause 10.12 In contacting, soliciting or giving advise to the investor or client of a securities
October 2006. (Unofficial Translation) Page 5 of 12 Division 1 Contacting, Soliciting, or Giving Advice to Client and Performance of Duties as Professional Clause 10.12 In contacting, soliciting or giving