prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market Supervisory Board, due to his
failure to order or act according to the duties as aresult, Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate
for GCAP’s failure to prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market
liable for NOVA’s failure to prepare and submit the accurate key financial ratio for the year 2023 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market
liable for STELLA’s failure to prepare and submit the accurate key financial ratio for Q2/2024 through the transmission system of the SEC Office as prescribed by the Notification of the Capital Market
submit the accurate financial statements and financial reports within the period of time specified by the Capital Market Supervisory Board as follows : (1) financial statement for the year 2019 (2) the
submit the accurate financial statements and financial reports within the period of time specified by the Capital Market Supervisory Board as follows : (1) financial statement for the year 2021 and (2
PATHANAPIBUL PLC. [SPC] WBLP Company Limited [WBLP] I.C.C. INTERNATIONAL PLC. [ICC] EXACT Q Company Limited [EXACT Q] I.D.F. COMPANY LIMITED [IDF] 3) Connected persons and form of relation Co-Director / Co
} did not confirm the exact securities volumes and prices with his client. In addition, he sometimes sent trading orders and informed the client afterwards that the client has never objected or rejected
the information contained in this registration statement, appendices and attachments hereto. I hereby certify that all of the aforementioned documents contain the information which is correct, accurate