SEC has proposed additional risk management tools that asset management companies are able to select and use when dealing with events or factors causing investors to panic-sell or redeem their
liquidity, or investors cannot trade such digital tokens for cash. In addition, BSmart digital tokens have not been approved by the SEC by virtue of the governing law.It should also be noted that no digital
SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in
other laws outside the SEC’s jurisdiction, the SEC will coordinate with relevant authorities to take an appropriate action.The SEC urges the public and investors to exercise caution when using services of
debt securities, investors will be more exposed to credit risk of the branches than that of the foreign banks due to limitations of law on bankruptcy. Thus, the SEC revises disclosure of the foreign
projects must be prepared and explored with a view to assessing the project?s commercial viability to create proper returns for investors. In this connection, interested authorities are welcomed to discuss
, issuers, selling agents and investors. Their participation will be vital to enhance linkages between the Thai and global capital markets and thus uplift Thai capital market development. SEC Secretary
quick contact. SEC Secretary-General Vorapol Socatiyanurak said the SEC has developed ?start-to-invest II?, the ready-to-download mobile application for investors and interested people after its
unlicensed broker-dealer securities business under the names of Benson Dupont Capital Management and Morgan Pacific, which sold shares of five listed companies in the U.S. to investors benefitting from trading
capitalization. This collaboration will enhance confidence in the quality of financial statements of listed firms in the Thai capital market, hence, boost market competitiveness and attract worldwide investors