reports even though there is no transaction during such period. Clause 3/14. In case where securities companies wish to file the reports under clause 3 to the Office in the form of electronic data, the
though there is no transaction during such period. Clause 3/14. In case where securities companies wish to file the reports under clause 3 to the Office in the form of electronic data, the securities
)…….……....................client/authorized person (..............................………) For and on behalf of the ...............................................Company (In case of juristic person)
...............................................Company (In case of juristic person)
board to be in charge of the implementation of the business continuity management policy. In case of any material amendment, change or modification to the business continuity plan, the securities company
the board of directors or a working committee appointed by the board to be in charge of the implementation of the business continuity management policy. In case of any material amendment, change or
shares on November 1, 2019) with the Company. In the case that STEC does not comply with the agreement, the Company can take a legal action to enforce such security. 4) Size Calculation This transaction is
of contract against the Company. The Company’ s lawyer suggested that the Company had not breached the above memorandum, and the Company’ s management concurred that the case would be ruled in the