local representative: Name of local intermediary:[in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase of units of
operator: Name of local representative: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Warnings: An investor considering the purchase
Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors
: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which
Commission, guidelines, orders and circulars issued or providing guidelines in accordance with the aforementioned Notification in case of investment of unitholders in host jurisdiction who are not Thai
client or beneficial owner. In case the client refused to give personal information or the information are substantially insufficient or not current, or there is https://publish.sec.or.th/nrs/6086pe.doc บท
initial coin offering of investment token, digital asset custodial wallet provider, and other provisions related to digital asset business operations investment limit of retail investors in case of digital
?FILEID=dat/news/201707/17058029.pdf 6086pe.doc representative (if any); (2) information pertaining to ability to repayment and the source of income used for repayment as well as collateral in case of any
enquiries about investment in securities and derivatives products or related services, please feel free to contact the SEC at 0 2263 6000 or complain@sec.or.th. In case of investment that likely to be a fraud
crypto ETFs without any investment limit in order to create equal competition between securities companies and asset management companies. In the case where such Funds invest in crypto assets directly or