system. Remark : In the case where a CB. or FC. applies for registration to be a derivatives business operator in the category of derivatives broker or derivatives dealer shall also demonstrate the
policy, measure and system. Remark: In the case where a CB. or FC. applies for registration to be a derivatives business operator in the category of derivatives broker or derivatives dealer shall also
it is carried out in accordance with the rules prescribed under the law. The management company should also adequately disclose the related facts to client when requesting for consent to execute a
company not less than 75 percent of its total number of outstanding shares, provided that such holding company also holds shares of a commercial bank, securities business operator or derivatives business
outstanding shares; (2) Being held by a holding company not less than 75 percent of its total number of outstanding shares, provided that such holding company also holds shares of a commercial bank, securities
governing determination of juristic person that is institutional investor; “derivatives exchange” means any derivatives exchange licensed by the Securities and Exchange Commission and shall also means any
shall also means any juristic person established under foreign law licensed to provide derivatives services under the law of such foreign countries and acceptable to the Office. Clause 2. The derivatives
by the Securities and Exchange Commission and shall also means any juristic person established under foreign law licensed to provide derivatives services under the law of such foreign countries and