the standard rule.  “SEC views that this support measure is appropriate under the current circumstances and given the fact that completing all training requirements takes time. Thus, SEC expects the

FinTech Virtual Seminar 2020 will be broadcast live via SEC Fan Page. Viewers are welcome to post questions and share views real-time with guest speakers and the online community. The seminar will run

, which also shows the outstanding balance of each bond issue, SEC Bond Check Version 2 features an advanced search function by interest rate range, time to maturity, credit rating and risk level

Project voluntarily for the first time in September 2019, and NACC announced that SEC was one of the 20 recipients of the NACC Integrity Awards 2019 on 19 March 2020. We also participate in the Integrity

time in order to have cross-regional discussion that serves the objective of this forum. The uncertainties caused by the pandemic have emphasized the importance of the forum as a venue for gathering

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมงานเสวนา Lunch-time discussion on business and human rights in Thailand เพื่อร่วมแลกเปลี่ยน

time, intermediaries in the capital market have gradually started to use the e-KYC processes._____________________________  

Following a report from Maybank Kim Eng and SEC’s further investigation, it was found that from the month of May to 5 October 2016, Pusit, who was the company’s executive at the time, had taken

At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of

SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in