settlement. On November 13, 2018, the Criminal Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 86 of the Penal Code regarding METRO and TUCC shares
Supervisory Board concerning Rules on Personnel in Capital Market Business, to perform duty as a branch manager or responsible person for operating a branch office by complying with the following rules: (1) in
Notification of the Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business, to perform duty as a branch manager or responsible person for operating a branch office by complying
Investment and Securities Analyst (CISA) or any other equivalent certificates as approved by the Office, or 3. Being permitted by a foreign capital market regulator, which is accepted by the Office, to perform
regulator, which is accepted by the Office, to perform the duties similar to fund manager. (2) Specific Rules (a) Being a manager of the management company or holding any position from second to manager down
Public Company Limited (GPSC) (‘company’) completed the acquisition of Glow Energy Public Company Limited (GLOW) from ENGIE Global Developments B.V. purchasing shares amounting to 69.11%. In addition, the
prospectus for newly issued shares for the exercise of rights under such convertible securities have already been submitted. Clause 6 An offeror of debt securities having the duty to submit a registration