method, as well as to increase the trustworthiness in the identification and authentication process for onboarding customers that could boost the standard of performing e-KYC in the capital market. The
and Directions of Human Rights Issues in Thai Capital Market Sector” by Mrs. Prakairatana Thontiravong, Miss Ruenvadee Suwanmongkol, Mr. Suphachai Chearavanont, President of Global Compact Network
The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well
Bangkok, April 17, 2012 ? SEC Secretary-General Vorapol Socatiyanurak reveals that the Capital Market Supervisory Board has approved revision on regulations to allow retail investor to make overseas
Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved revision of regulations on independent directors of licensed securities and derivatives business
decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of
accounts preparers and chief executive officers (CEO) of listed companies. This joint effort would further enhance public confidence in the capital market.?The SEC will focus on enhancing the level of
Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18
balance between supervision on securities offering and investor protection.SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved relaxation of
Bangkok, November 4, 2014 ? The SEC will launch infrastructure trust regulations recently approved by the Capital Market Supervisory Board.Vorapol Socatiyanurak, SEC Secretary-General said that the