“Responsible Business Conduct: Respecting Human Rights through Due Diligence and Way Forward” โดยนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวต้อนรับและกล่าวถึงความเป็นมา และผู้ช่วยศาสตราจารย์ ดร.ปารีณา ศรี

(infrastructure trust) ซึ่งมีลักษณะคล้ายกัน ทั้งนี้ ให้สอดคล้องกับบริบทของ infra-backed ICO โดยครอบคลุมเรื่องการกำหนดลักษณะของทรัพย์สินอ้างอิง ข้อกำหนดเกี่ยวกับการตรวจสอบและสอบทาน (due diligence) และการประเมิน

) Ethical requirement (ER): Compliance in this area was found insufficient in some firms, such as inadequate independence compliance testing due to the findings on incomplete identification of related parties

, permissible to be offered to institutional investors and high net worth investors, either directly or through intermediaries. Due to the instruments? characteristics of high risk and complexity, the investment

warning to the client about material information which is likely to affect the client?s benefits was considered failure to perform the duties with responsibility and due care as market professionals under

important information in POWER-P?s 2005 financial statements and documents, as well as incomplete, incorrect and inaccurate accounts to deceive the others. Owing to the fact that Ratchasak made confession

. These made the total punishment of four-year imprisonment. Since he pleaded guilty, the Court halved his jail term to two years. ? Pailin Kumut was convicted on one count with one-year imprisonment and a

for investment in securities and derivatives. The said actions were done under the name ?Nateethong? through the web blog: URL http://nateethong.bloggang.com. Due to the fact that Yuttana was neither

announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already governed

will be announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already