account administrator อนุมัตกิารเป็นบญัชผีูใ้ชง้านในสงักดั บรษัิท SEC Classification : ใชภ้ายใน (Internal) 4©Copyright การสมคัรบญัชผีูใ้ชง้านจากระบบ DGA Digital ID ผูส้นับสนุน การน าสง่ขอ้มลู วิธีการลง
and the management, discussed approaches that the SET could adopt to review rules relating to securities trading in cash account, particularly in placing asset as collateral before purchasing in
making a cash payment and transferring money to a personal account of the serving investment consultant. Investors should make payments via payment channels and methods specified by the service provider
has taken into account the public and stakeholders? comments and suggestions from the consultation on the governing principles conducted in last August. Notable changes were made to the level of ongoing
permissible for accredited investors (AI) in preparation for the Capital Account Liberalization Plan of the Bank of Thailand (BOT) to allow retail investors to make overseas investment directly. Additional
and his client showed that he had used the client's account to trade securities for himself.{A}'s actions were deemed the violation of Clauses 20(1) and (3) of the Notification of Capital Market
SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
from Krungsri Securities PLC., the SEC probed into the case and found that Atthapol submitted trading orders for the client?s securities trading account through IP address of Krungsri Securities during