by means of exchanging in-kind for delivery; (3) being short selling of ETF units by means of purchasing such securities from foreign exchange for delivery; Short selling under sub clause (2) or (3) of
for delivering; (2) being short selling by means of exchanging in-kind for delivery; (3) being short selling of ETF units by means of purchasing such securities from foreign exchange for delivery; Short
Market Supervisory Board in relation to short selling of securities by means of borrowing securities for delivering; (2) being short selling by means of exchanging in-kind for delivery; (3) being short
, amendment, contact regarding the documents concerning requests of approval, and any evidences which are necessary and in connection with the offer, allocation, subscription, delivery such shares, including
Portal บริษัทหลักทรัพย์นายหน้าซื้อขายหน่วยลงทุน Approval of personnel in capital market industry Please enter search criteria. Name - Surname Please specify name or surname,then click "Search" button
market, including guidelines for enhancing the development of the Thai securities industry where all sectors are able to gain benefits fairly and efficiently. The joint meeting was held at the SEC
This webinar is the second of the series of exchanges between the Hong Kong and Thai fund industry which is co-hosted by SEC Thailand and HKIFA. The webinar aims to synergize the strengths of Hong
as updates on trends and the impact of changes in the industry. Also featured was a case study on integrating ESG criteria into investment analysis and investment decision making, which investment
known in the fund management industry and looking for the opportunities increasing the number of member countries in order to reach its full potential in the project. In addition, the working group of
ทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และคณะผู้บริหารเข้าร่วมสนับสนุนการแลกเปลี่ยนประสบการณ์ที่ท้าทาย รวมถึงพัฒนาการต่าง ๆ ที่เกิดขึ้นในภูมิภาคยุโรปและเอเชีย และได้ประสานงานกับ Asia Securities Industry