the top” approach. This supports and drives practical cyber resilience within organizations. Therefore, the SEC has been holding annual cybersecurity workshops for directors in the capital market sector
Association at least seven days prior to the initial closing date of the bondholder register; (2) revising the required collateral coverage ratio in the categories of common shares of TPC Power Holding
civil sanction with civil penalties at the total amount of 10,553,382 baht plus interest, as well as a prohibition of securities and derivatives trading and a bar from holding the director and executive
tourists holding DA to convert them to Thai baht for spending in Thailand via electronic payment systems (e-money) efficiently. This initiative runs for 18 months and aims to provide an additional option for
holding the position of acting branch manager at the bank.** The SEC has therefore revoked the approval as an investment consultant, which consequently disqualified her from performing duties as capital
holding and postponing shareholders’ meeting and proxy voting, a deadline extension for submitting financial statements and appointing an auditor for the audit of quarterly financial statements, and a
, hold a holding a hearing to seek comments from public, and related private and public sectors on 22 October 2020 from 2:00 p.m. - 4:30 p.m. at SEC office. Interested parties can reserve seats at 0
baht each. The total fines of 3,135,871.25 baht will be submitted to the Ministry of Finance as public revenue. In addition to the civil sanctions, the SEC has banned Surachai and Somsak from holding a
clients’ assets, follow the current regulations on holding shareholders’ equity as the capital requirement.SEC disseminates the public hearing document on this issue at SEC website: www.sec.or.th/hearing
all related parties. ** Preferential public offering (PPO) is a general offering of newly issued shares exclusively to the existing shareholders at a subscription amount not exceeding their holding