of foreign tourists continued to increase due to the relaxing of outbreak control measures and international travel restrictions. As the result, the commerce and service sectors recovered and the
Thailand and the services were as follows; - Securities brokerage service - Securities underwriting service - Derivatives trading agent business - Securities borrowing and lending service 2. SECURITIES
clients showed trading transactions made on a continual basis and in high volume but the source of orders was not found. Besides, {A} persuaded the clients to trade securities where he was the one
securities trading account to trade securities for others and accepting authorization to make securities trading decision on behalf of client, in violation of Clause 20(1) and (2) of the Notification of
as well as conducting e-commerce business and online and offline advertising media, in the total number of shares not exceeding 120,808,387 shares equivalent to 33.05 percent of the total outstanding
acknowledges the importance of ethical and fair trade competition and has always complied with the relevant laws. 5 Therefore, this legislation is not expected to have any substantial impact on KBank’s business
PDR) 2 2 THE WISDOM 102 102 KASIKORNBANK (CHINA) CO., LTD. 4 4 SME Business Center 2) 118 121 Branches 3 3 International Trade Service Center 58 58 Representative Offices 8 8 Cheque Direct Service 20 20
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
trade securities for his own benefits through such client?s account. Trading securities on behalf of client, making trading decision without the client?s orders in the client?s securities trading