juristic person established under foreign law as specified in Clause 4 (3) shall have shareholders’ equity not less than fifty million dollars or at equivalent since 1 August 2015. Chapter 4 Effective Date
fifty million dollars or at equivalent since 1 August 2015. Chapter 4 Effective Date _____________ Clause 14 This Notification shall come into force as from 1 August 2010. Notified this 15th day of July
request. Clause 7 In case any of the offering period of securities has already elapsed before the effective date of this Notification, the offeror shall provide the report of the results of selling
the effective date of this Notification, the offeror shall provide the report of the results of selling securities in accordance with the rules and procedures of the Notification of the Office of the
request is necessary and appropriate, the SEC Office may render a waiver for such request. Clause 7 In case any of the offering period of securities has already elapsed before the effective date of this
director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level in matters stipulated in sub-paragraph (1) so
exemption from the requirement of independent director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level
undertaking any act in compliance with this Notification. Clause 13. In case the derivatives broker invested in securities or held position for their proprietary account before the effective date of this