financial statements for Q2/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The Criminal Court sentenced the accused to pay a fine of Baht 40,000 and
the Securities and Exchange Act B.E. 2535 as he failed to prepare and submit (1) an announcement of a statement of the intention to make a tender offer in Form 247-3 and (2) a report on the result of
Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 . The amount of fines does not include daily fines starting from the day following the settlement date to the day the
, failed to order or act his duty resulting in SKFM violation of section 133 paragraph 1 and 2 of the Securities and Exchange Act B.E. 2535. SKFM failed to comply with the rules, conditions, and procedures
offer for all of JAS shares. However, Mr. Pete fails to comply with rules specified by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as he
office which is in breach of the Securities and Exchange Act B.E. 2535, resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in
Mr. Maurice Wee Ming Sheng Mr. Maurice Wee Ming Sheng, a former managing director of a digital asset exchange called Orbix Trade Company Limited ("Orbix") at the time of the incident, was
notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 1/2025 Settlement Committee Order No. 10/2025 Dated 30/01/2025
February 2022 and 23 February 2022 respectively, which means Mr. Ratch failed to prepare and disclose the reports within the period specified in the notification of the Office of the Securities and Exchange
Mr. Thaweesap Rawan Mr. Thaweesap Rawan, a director of Bitkub Online Company Limited ("BO"), a digital asset exchange, who has been responsible for the operation of BO, shall be liable for