, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the intermediary , in order to monitor the compliance with this
investment advisory company; “giving advice” means giving advice, whether directly or indirectly, concerning the value of securities or suitability of investing in those securities, or the purchase or sale of
with each other as parent company or subsidiary , or each legal entity in such group is held by the same legal entity, whether directly or indirectly, in the amount or in aggregation of exceeding fifty
company or subsidiary, or each legal entity in such group is held 2 by the same legal entity, whether directly or indirectly, in the amount or in aggregation of exceeding fifty percent of the total number
Securities Business (No. 2) B.E. 2555 3 Amended by the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business (No. 2) B.E. 2555 4 group have the same shareholder, whether
independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such performance shall
investment independently by not taking part of such decision to invest. In this regard, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such
, whether an investment or entry into a contract done by the company itself or appointed the others to do for, such performance shall comply with Clause 8 to Clause 12. In the case where management company
overseas capital market whether privately and publicly. Estimated completion period FY2019/Q4 Acquisition and Disposition on Fixed Asset 4.59% of total asset in Q2/2019 (under the total value of the