e-service Online Submission See canceled document Investment Advisory >> Reporting   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the Securities

Opinion of the Independent Financial Advisor on the Asset Acquisition Transaction of Ordinary Shares of IGEN Engineering Company Limited provided by JVS Financial Advisory Company Limited (“JVS”). At that

(Digital Asset Broker)3. ผู้ค้าสินทรัพย์ดิจิทัล (Digital Asset Dealer)4. ผู้จัดการเงินทุนสินทรัพย์ดิจิทัล (Digital Asset Fund Manager)5. ที่ปรึกษาสินทรัพย์ดิจิทัล (Digital Asset Advisory Service)6. ผู้ให้

On 8 February 2024, the Central Bankruptcy Court issued an order to Phelps Dodge for the business rehabilitation and appointed EY Corporate Advisory Services Co., Ltd. as the plan administrator

Advisory Service Provider    6. Digital Asset Custodial Wallet Provider

Capital Asset Management Co., Ltd.   6) Xspring Asset Management Co., Ltd.  7) Treasurist Mutual Fund Brokerage Securities Co., Ltd.   8) Avenger Planner Investment Advisory Securities Co., Ltd.    9

Fund Manager           5. Digital Asset Advisory Service Provider           6. Digital Asset Custodial Wallet Provider 

encourage investment analysts and fund managers to integrate ESG factors into their investment or advisory process and risk-return models. By doing so, fund managers and investment analysts will not only

.”                            * Seven types of securities business: securities brokerage, securities dealing, securities underwriting, securities investment advisory, mutual fund management, private fund management, and limited

Following a tip from a reliable source and SEC’s further inspection, SEC finds that Devere & Partners and Mr. Ian Mcintyre had operated securities brokerage and investment advisory businesses