be compensated or evaluated on the basis of the amount of revenue that the CRA derives from that entity or obligor. b. A CRA should conduct formal and periodic reviews of its compensation policies
, officer or employee of that exchange or center; (6) extends scope of prohibitions against unfair practices to cover trading of securities in all trading platforms or venues. The consultant paper
policy of some distribution channels in domestic to enhance the efficiency of expenses. Such policy made the decrease of revenue but decrease the expenses caused from that distribution channels also. In
the Company be determined at Baht 1,500,000, an Increase of Baht 100,000 from that of the year 2017. 7. Approval to hold the 2018 Annual General Meeting of the Shareholders on Friday, April 27, 2018 at
holidays. Clause 8. In the case where the securities company has been permitted to open on different hours and days from that indicated in Clause 3(1) prior to the effective date of this Notification, such
investment for the first six months in 2018 was THB 9 million, an increase of THB 2 million from that in 2017 due to the loss on exchange rates from foreign currency loans, the increase in interest expenses at
relevant documents and then immediately order to sell the entire fund from the account. {D}, on the other hand, agreed to make whole to the client by compensating all loss incurred from that unauthorized
from that of the same period of last year. Major Developments in 9M17 • Approved in the EGM 1/2016, in 1H17 the Company acquired 60% stake in NVD, previously called Daii Group Plc. (‘DAII”), through the
-Far East Company Limited made Myanmar SPA- Today-Far East Company Limited ending the status of an associate. Apart from that, both companies have no outstanding debt obligations. (7) Total transaction
, 2017, the Company had consolidated accounts receivable of 75,437 million baht, increasing by 14% from that of 66,128 million baht as of February 28, 2017, which driven by credit card and loans receivable