Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as securities investment consultant of {A} and set the period to accept her re

behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved

behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market

Capital Market Supervisory Board. Mr. Kumpol later filed the report (Form 59-2) to the SEC Office on 24 July 2023. SEC Act S.59 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 15

Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 5/2024 Dated 30/01/2024

office on April 20, 2023 later than the period specified by the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 9/2024 Dated 30

and submit the key financial ratio of the year 2022 within the period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give

Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 7/2024 Dated 30/01/2024

SABUY’s failure to prepare and submit 56-1 One Report of the year 2022 within the period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure

1, 2023 later than the period specified by the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 3/2024 Dated 30/01/2024