. 34/2553 Re: Rules, Conditions and Procedures for Liquidation of Mutual Funds (No. 2) By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and
(Synopsis) 11/07/2003 01/08/2003 2. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are
with conditions for postponing or canceling interest payments and postponing principal repayment without being considered an event of default are complex and high-risk debt instruments. Therefore, the
Commission No. Kor Jor. 16/2561 Re: Rules, Conditions and Procedures for Granting an Approval to Digital Token Portal Service Provider, dated 3 July 2018 (“Notification No. Kor Jor. 16/2561”) as well as
, the BOT has revised the scope of the Regulatory Sandbox Guidelines for the application of digital technologies to further develop financial innovations and specified additional conditions for automatic
2025 at 14.00 hours to consider the following matters: (1) Granting a waiver from an event of default under the terms and conditions in relation to the company’s failure to pay interest due on 10
have revealed that he confirmed with a customer that the RMF units the customer had bought in 2011 were redeemable without breaching the terms and conditions of the tax benefits. However, the actual
account opening process. In this regard, the procedure should be in accordance with the guidelines of the Office Re: Rules, Conditions and Procedures for Risk Management System to Prevent Money Laundering
the Office Re: Rules, Page 6 of 32 (Unofficial Translation) Conditions and Procedures for Risk Management System to Prevent Money Laundering in Securities Business. 1.2 Order collecting process. 1.3
not more than USD15,000 per day, or not exceeding the amount of foreign currencies brought in from other countries, or not exceeding the obligation per the conditions. 2 Details related to other