consider and determine the scope of investment of mutual fund, private fund or derivatives investment management. “ investment management assistant ” means a person who performs the duty of assisting

Offer for Sale of Securities. Part 1 General Provisions ______________________ Chapter 1 Scope of Effectiveness _______________________ Clause 4 This Notification shall apply to an offer for sale of

37.11%, decreased from 61.56% in 2Q2021 due to the increase in employee-related costs to support the planned increase of scale and scope of services to be provided by the Company and clients in mobile

Provision ____________________ Chapter 1 Scope of Applicability ____________________ Clause 4 The regulations on structured notes is under two separate parts due to the combined characteristics of the bonds

stipulated by the Notification of the Office of the Securities and Exchange Commission concerning Granting of Approval of Financial Advisors and Their Scope of Work. Clause 9/113 An application for an offer

Relationship and scope of interests of connected persons on the date that the Executive Board approved the transaction (7 March - 9 May 2019) Related persons 7, 21 and 22March2019 1 April2019, 2 April 2019 9

common directors. 3. Relationship 3.1.1 Relationship and scope of interests of connected persons on the date that the Executive Board approved the transaction (7 March - 9 May 2019) Related persons 7, 21

shall monitor and supervise its personnel, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the

, who are responsible for providing investment analysis, consultation or planning to clients, to perform their duties within the specified scope as approved by the SEC Office under the Notification of the

of connected transaction Type of transaction : Transaction relating to assets and services Transaction volume : Baht 7,350,000.- ( 0.67% of NTA of the Company ) Above transaction came under the scope