investment scheme), the SEC has regulated individual auditors and monitored individual auditors? work since 1993 https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975 ASEAN audit regulators and audit

scheme) ทั้งน้ี ไม่ว่ากองทุนดงักล่าวจะจดัตั้งในรปูบริษัท ทรสัต ์หรือรปูอื่นใด แต่ไม่รวมถึงกองทุน property กองทุน infra กองทุน private equity ท่ีจดัตั้งขึ้ https://market.sec.or.th/public/mrap/MRAPFile.aspx

or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance. To provide investors with

Emergency Decree on Loan Practices as Consumer Frauds of 1984 in cases of claiming high returns or instances liable to be a Ponzi scheme;                (5) Forwarding cases to the Bank of Thailand (BOT

Properties was under investigation in a case initiated by the National Anti-Corruption Commission for being involved in the rice pledge scheme and the rice disposal scheme. Also, Kitha Properties is not

the fund upon an approval from the Office in case as specified in Clause 14 or clearly specified in mutual fund management scheme and prospectus or approved by the resolution from unitholders in case of

the affiliated transaction for the fund upon an approval from the Office in case as specified in Clause 14 or clearly specified in mutual fund management scheme and prospectus or approved by the

scheme and prospectus or approved by the resolution from unitholders in case of Clause 15 or obtain an approval from mutual fund supervisor, or consent from clients or provident fund committee, as the case

fund management; “fund scheme” means a mutual fund investment scheme; “obligation” means the obligation between the unit holders and the management company; “selling agent” means a person who is assigned

of Contents Page 1. Audit Firm profile 1 2. Network firms of the Audit Firm 4 3. Internal management of the Audit Firm 5 4. Inspection results on quality control system by other agencies (if any) 5 5