information that might adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of

adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of Capital Market

consultants for a period of two months and one month, respectively, effective from June 13, 2013.

Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities

has announced a list of securities subject to Cash Balance Rule, respectively. With a view to facilitating all stakeholders, the SEC and the SET agreed to provide the information for monitoring purpose

https://asianbondsonline.adb.org/regional/abmf.php and https://asianbondsonline.adb.org/documents/abmf_ambif_implementation_guide_tha.pdf, respectively

Settlement Committee, therefore, imposed penalty fines of 4,587,214.99 baht and 500,000 baht on Pimpa and Nophadol, respectively.

Stock Exchange of Thailand, the SEC's probe found that during April 30 ? May 10, 2012, Sumit and Satja had purchased 2,514,800 and 490,000 RPC shares, respectively, through securities trading accounts of

during April 30 - May 10, 2012, {A} and {B} had purchased 2,514,800 and 490,000 {X1} Company shares, respectively, through securities trading accounts of intimates for their own benefits. The purchases

 {C} 6,636,046.77 baht, respectively. {D} and {E} were fined 333,333.33 baht each.