possession of the prohibited characteristics under the https://publish.sec.or.th/nrs/8268p.doc .. in Thai or English, and either in the form of documented information or electronic information. Clause 7
) possession of any prohibited characteristics under Section 61; (2) removal by the SEC due to gross incompetent in the https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc Readers
/News_Detail.aspx?SECID=8259 SEC public hearing on proposed amendments to arbitration rules possession of prohibited characteristics by the persons on the SEC Arbitrators List. The consultation paper is available
/News_Detail.aspx?SECID=9721 SEC files a criminal complaint against the former managing director of Solaris Asset Management to DSI and prohibited him from performing his duties as personnel in the capital market
Funds between Hong Kong Special Administrati in virtual assets such as digital tokens5, virtual commodities and crypto assets6 and engaging in a physical short sale transaction is also prohibited. However
on a blacklist, and digital asset business operators are prohibited from conducting transactions with such persons or digital asset wallets on the list.* Mr. Anek Yooyuen, SEC Deputy Secretary-General
, requiring him to pay a civil penalty and a reimbursement of investigative expenses incurred by the SEC, totaling 704,187 baht. He is also prohibited from trading in securities or derivatives for 7 months, and
the investigative expenses to SEC, at the amounts of 653,795 baht and 15,298,309 baht, respectively. In addition, both Kitti and Kongpat are prohibited from holding the positions of director or
have a written authorization from investors only.__________________Notes:* Pursuant to Clause 23(2) and the prohibited characteristics of personnel in the capital market business under Clause 31(1