accounts for themselves. ______________________ * Clause 23(1) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the
. Furthermore, although the transaction price is reasonable, SUSCO incurs hidden costs arising from the transaction conditions, namely opportunity costs because SUSCO is prohibited from competing with the SDA
Foods Public Company Limited (TIPCO) using inside information known or in possession. The two offenders are required to pay a total fine of 4,970,880 baht and are prohibited from serving as directors
consultant and prohibited him from re-entering the industry as capital market personnel for 10 years. In cases where any offender fails to pay the fine within deadline set by the Criminal Fining Committee
responsibibly and carefully as professional under Clause 23(2), which are deemed prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory
. ---------------------------------------- Note: * Clause 23(2), which specifies a prohibited characteristic of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re
prohibited characteristic of capital market personnel pursuant to Clause 31(1) of the said Notification.
violation of Clause 23(1) and (2) of No. TorLorThor. 8/2557 dated June 3, 2014. The violation of Clause 23(1) and (2) in conjunction with participating in dishonest conducts were prohibited characteristics of
not allow transfer of holders or if not prohibited, a warning must state clearly the limitations of the transferor?s responsibility. In addition, B/E as securities must not be derivatives embeded and
risks, B/E must not allow transfer of holders or if not prohibited, a warning must state clearly the limitations of the transferor?s responsibility. In addition, B/E as securities must not be derivatives