fund’s net asset value by indicating whether such transaction has the nature of a transaction with the private fund management company or a connected person according to the types of transaction specified
dishonesty; (3) During the course of three years preceding the year when the application is filed up until the date of registration as a qualified fund supervisor, not have operational records indicating the
three years preceding the year when the application is filed up until the date of registration as a qualified fund supervisor, not have operational records indicating the nature of deceit or dishonesty or
or any other circumstances indicating the applicant’s financial hardship, including not having any reasonable ground to believe that the applicant has any deficiency or inappropriateness regarding the
to cause damage or any other circumstances indicating the applicant’s financial hardship, including not having any reasonable ground to believe that the applicant has any deficiency or
sukuk; (d) trust property; (2) particulars relating to returns and redemption: (a) objective of an issuance of sukuk; (b) important characteristics of sukuk indicating rights, conditions, and rates or
to this Notification; and (3) The certification of the applicant indicating that the approval by the resolution of the shareholders’ meeting is in compliance with the rules as specified in this
] has certain behaviors indicating unlawful acts subject to administrative sanction; (4) “authority” means the SEC, administrative panel and the SEC Office, as the case maybe; (5) “administrative panel