other clients?. Some of the stocks were also transferred to, and sold from, Aunyapat?s account; 2. Hathaya Yangyuen, an investor contact of KT Zimico Securities Co., Ltd., solicited clients and other
established under other laws. The proposed revision includes the exemption of independent director rules for all licensed business operators, under the specified criteria. The qualifications of independent
other information. The rectified annual registration statement for the year 2014 was later filed with the SEC Office and the SET on July 28, 2015. SEC Act S.56 and 199 Settlement Committee Meeting No
Mr. Somchai Chaisrichawla From September 13 to November 16, 2006, Mr. Somchai Chaisrichawla colluded with Miss Chaninan Luangwaykin in using Somchai’s and other persons’ securities trading accounts
statement or any other statement related to the joint venture of RASA with the intention to mislead the public concerning the facts relating to the financial condition, the business operation or the trading
to order or act duty resulting in Beyond’s engagement in any other business which is not a licensed securities business without permission from the Capital Market Supervisory Boards approval which
Ms. Paweena Laowiwatwong Ms. Paweena Laowiwatwong, president and chairman of the executive board of The Union Mosaic Industry Public Company Limited (UMI), agreed or conspired with twelve other
Mrs. Punnaporn Laowiwatwong Mrs. Punnaporn Laowiwatwong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited
Ms. Warunya Laowiwatwong Ms. Warunya Laowiwatwong agreed or conspired with twelve other persons to manipulate the price and trading volume of The Union Mosaic Industry Public Company Limited (UMI
Mr. Viroj Arnokkaeo During 10 - 27 September 2013, Mr. Viroj Arnokkaeo aided and abetted other persons to manipulate the price and trading volume of Yong Thai Public Company Limited (YCI) shares by